Which of the following standards includes the principle of fair dealing?

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The principle of fair dealing is primarily associated with the standard of Duties to Clients. This principle emphasizes that investment professionals should deal fairly and transparently with all clients and prospects. Fair dealing ensures that clients are treated with respect and that their interests are prioritized, especially when there may be conflicts of interest or other ethical dilemmas. This encompasses providing clients with a fair opportunity to participate in investment opportunities and a commitment to equitable treatment, irrespective of their status or relationship with the advisor.

Understanding this principle is crucial because it underlines the fiduciary duty that investment professionals have towards their clients, which is an essential component of ethical conduct in the investment industry. By adhering to this principle, professionals also contribute to the overall integrity of the financial markets and help foster trust among clients and the wider community.

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